SEC Form 4 · accession 0001683168-17-001513
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thaddeus Henry Grasela Jr.
Officer — President · Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 5, 2017 | S$0 | 8,323 | — | D | 345,494 | D | |
| Common StockF1,F3 | Jun 6, 2017 | S$0 | 9,240 | — | D | 336,254 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.
- F2The shares were sold in multiple transactions at prices ranging from $12.25 to $12.70, inclusive.
- F3The shares were sold in multiple transactions at prices ranging from $12.35 to $12.625, inclusive.