SEC Form 4 · accession 0001683168-17-001453
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thaddeus Henry Grasela Jr.
Officer — President · Director
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 30, 2017 | S$0 | 4,729 | — | D | 376,171 | D | |
| Common StockF1,F3 | May 31, 2017 | S$0 | 5,393 | — | D | 370,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.
- F2The shares were sold in multiple transactions at prices ranging from $11.70 to $12.00, inclusive.
- F3The shares were sold in multiple transactions at prices ranging from $11.85 to $12.05, inclusive.