SEC Form 4 · accession 0001683168-17-001399
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thaddeus Henry Grasela Jr.
Officer — President · Director
Period of report
May 18, 2017
Accepted (ET)
May 24, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2017 | S | 2,911 | $11.4809 | D | 426,852 | D | |
| Common StockF1,F3 | May 19, 2017 | S | 12,933 | $11.554 | D | 413,919 | D | |
| Common StockF1,F4 | May 22, 2017 | S | 5,812 | $11.6511 | D | 408,107 | D | |
| Common StockF1,F5 | May 23, 2017 | S | 8,400 | $11.7312 | D | 399,707 | D | |
| Common StockF1,F6 | May 24, 2017 | S | 6,975 | $11.7011 | D | 392,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.
- F2This is an average price. The shares were sold in multiple transactions at prices ranging from $11.20 to $11.55, inclusive.
- F3This is an average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.70, inclusive.
- F4This is an average price. The shares were sold in multiple transactions at prices ranging from $11.45 to $11.725, inclusive.
- F5This is an average price. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.9, inclusive.
- F6This is an average price. The shares were sold in multiple transactions at prices ranging from $11.60 to $11.9, inclusive.