SEC Form 4 · accession 0001683168-17-000447
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony DiBella II
Officer — VP Sales & Marketing
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 40,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $10.05 | Feb 23, 2017 | A | 40,000 | A | — | Feb 23, 2022 | Common Stock | 40,000 | 107,300 | D |
Explanation of responses
- F1Options issued at $10.05 per share and vest 20% per year over 5 years.