SEC Form 4 · accession 0001592962-16-000004
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thaddeus Henry Grasela Jr.
Officer — President · Director
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2016 | J | 110,509 | $6.35 | A | 429,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $6.85 | holding | — | — | — | Sep 24, 2015 | Sep 24, 2024 | Common Stock | 500 | 500 | D |
Explanation of responses
- F1Final shares issued pursuant to July 23, 2014 agreement to acquire Cognigen Corporation-Closing date of 9/2/2014.
- F2Options exercisable at 20%/year over 5 years