SEC Form 4 · accession 0001543736-16-000002
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Ralph
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option GrantF1 | $8.62 | Aug 31, 2016 | A | 5,000 | A | Aug 31, 2017 | Aug 31, 2026 | Common Stock | 5,000 | 21,000 | D |
Explanation of responses
- F1Vested with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%