SEC Form 4 · accession 0001222528-17-000001
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Argenio David Z D
Other
Period of report
Mar 2, 2017
Accepted (ET)
Mar 2, 2017 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 2, 2017 | M | 4,000 | $6.675 | A | 63,412 | D | |
| Common | Mar 2, 2017 | M | 1,500 | $6.72 | A | 64,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $6.675 | Mar 2, 2017 | X | 4,000 | D | Sep 1, 2010 | Sep 1, 2017 | Common | 4,000 | 15,000 | D |
| Stock Option | $6.72 | Mar 2, 2017 | X | 1,500 | D | Sep 1, 2015 | Sep 1, 2024 | Common | 1,500 | 13,500 | D |