SEC Form 4 · accession 0001222528-16-000004
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Argenio David Z D
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 22, 2016 | M | 4,000 | $4.78 | A | 59,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $4.78 | Nov 22, 2016 | X | 4,000 | D | Sep 1, 2016 | Sep 1, 2023 | Common | 4,000 | 19,000 | D |