SEC Form 4 · accession 0001222528-16-000002
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Argenio David Z D
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 20, 2016 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jun 20, 2016 | M | 1,200 | $1.67 | A | 45,012 | D | |
| Common | Jun 20, 2016 | M | 2,400 | $2.46 | A | 47,412 | D | |
| Common | Jun 20, 2016 | M | 4,000 | $3.23 | A | 51,412 | D | |
| Common | Jun 20, 2016 | M | 4,000 | $4.46 | A | 55,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.67 | Jun 20, 2016 | X | 1,200 | D | Sep 23, 2012 | Sep 23, 2019 | Common | 1,200 | 28,400 | D |
| Stock Option | $2.46 | Jun 20, 2016 | X | 2,400 | D | Sep 1, 2013 | Sep 1, 2020 | Common | 2,400 | 26,000 | D |
| Stock Option | $3.23 | Jun 20, 2016 | X | 4,000 | D | Sep 1, 2014 | Sep 1, 2021 | Common | 4,000 | 22,000 | D |
| Common | $4.46 | Jun 20, 2016 | X | 4,000 | D | Sep 1, 2015 | Sep 1, 2022 | Common | 4,000 | 18,000 | D |