SEC Form 4 · accession 0001222526-18-000016
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Walter S Woltosz
Director · 10% Owner
Virginia E Woltosz
Officer — Secretary-Treasurer · 10% Owner
Period of report
Dec 10, 2018
Accepted (ET)
Dec 26, 2018 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Simulations Plus, Inc. common stockF2,F1 | Dec 10, 2018 | G | 115,000 | $19.70 | D | 5,287,912 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual gift of founders' stock to Auburn University Foundation to fulfill long-term gift commitments.
- F2Irrevocable instructions were sent to broker on 12/10/2018 at closing price of $19.70, but transfer was not actually executed until 10/26/2018, when closing price was $18.55.
Remarks
Annual gift of founders' stock to Auburn University Foundation to fulfill long-term gift commitments. Irrevocable instructions were sent to broker on 12/10/2018 but transfer was not executed until 12/26/2018. Closing price on 12/10/2018 was $19.70. Closing price on 12/26/2018 was $18.55.