SEC Form 4 · accession 0001222526-18-000014
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Walter S Woltosz
Director · 10% Owner
Virginia E Woltosz
Officer — Secretary-Treasurer · 10% Owner
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Simulations Plus, Inc. common stockF1 | Nov 19, 2018 | M | 21,600 | $11.65 | A | 5,421,412 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F18,400 options exercised at $9.82 from grant on 12/03/2015 = $82,488 8,400 options exercised at $10.01 from grant on 11/16/2016 = $84,084 4,800 options exercised at $17.71 from grant on 11/16/2017 = $85,008 Total of 21,600 shares at total of $251,580 for average prices of $11.6472/share
Remarks
Stock option exercises from grants made as part of CEO compensation in 2015-2017.