SEC Form 4 · accession 0001222526-18-000008
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Walter S Woltosz
Director · 10% Owner · Other
Virginia E Woltosz
Officer — Secretary-Treasurer · 10% Owner
Period of report
Jul 11, 2018
Accepted (ET)
Jul 12, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Simulations Plus, Inc. common stock optionsF1 | $6.40 | Jul 11, 2018 | M | 37,500 | A | Nov 27, 2016 | Nov 27, 2018 | Simulations Plus, Inc. common stock | 37,500 | 5,473,408 | D |
Explanation of responses
- F117,500 shares at $5.61 20,000 shares at $7.10 Average price of $6.4047
Remarks
Exercise of stock options from November 27, 2013 grant and December 3, 2014.