SEC Form 4 · accession 0001222526-17-000008
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter S Woltosz
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Nov 28, 2017
Accepted (ET)
Dec 18, 2017 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Simulations Plus, Inc. common stockF2,F1 | Nov 28, 2017 | G | 90,000 | $15.90 | D | 5,520,916 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted close on Nov 28, 2017 when shares were finally transferred to Auburn University. Irrevocable gift instructions were sent to brokerage account on November 8, 2017 when closing price was $16.55.
- F2Irrevocable instructions for annual gift to Auburn University were sent to brokerage firm on November 8, but shares did not transfer until November 28.
Remarks
Annual gift from shareholders to Auburn University Foundation to meet donation commitments for various university programs and facilities. Forgot to file and then had problems with Edgar filing website.