SEC Form 4 · accession 0001222526-17-000003
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter S Woltosz
Officer — CEO · Director · 10% Owner
Period of report
Jul 28, 2017
Accepted (ET)
Aug 30, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Simulations Plus, Inc. common stockF2,F1,F4,F3 | Aug 28, 2017 | D | 18,500 | $14.1526 | D | 5,666,416 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total of shares sold over 8/28, 8/29, and 8/30/2017.
- F2Sale dates were 8/28, 8/29, and 8/30/2017
- F3Shares are held jointly with Virginia E. Woltosz
- F4Automatic sales under 10b5-1 program: 5513 shares on 8/28/2017 at average price of $14.1725 5370 shares on 8/29/2017 at average price of $14.1928 7617 shares on 8/30/2017 at average price of $14.2631 Total = 18,500 shares at average price of $14.1526
Remarks
Automatic sales under 10b5-1 program.