SEC Form 4 · accession 0001222526-16-000006
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter S Woltosz
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Nov 17, 2016
Accepted (ET)
Nov 22, 2016 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Simulations Plus, Inc.common stock | Nov 17, 2016 | G | 115,000 | $10.55 | D | 5,747,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of appreciated stock to Auburn University
Remarks
Annual stock gift to Auburn University. Note that the balance of shares (5,747,536) is jointly held by Walter and Virginia Woltosz. Some online references indicate that each of us holds about this number of shares. That is incorrect.