SEC Form 4/A · accession 0001222526-16-000002
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Walter S Woltosz
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 1, 2015
Accepted (ET)
Jan 20, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options for Simulations Plus, Inc. common stockF2,F3,F1 | $9.82 | Dec 2, 2015 | A | 12,000 | A | Dec 1, 2016 | Nov 30, 2020 | Simulations Plus, Inc. common stock | 12,000 | 98,000 | D |
Explanation of responses
- F1Exercisable in three parts: 40% after one year, additional 30% after two years, and 100% after three years from the date of the grant (12/1/2015).
- F2Originally reported in error as 20,000 options. The correct number was 12,000.
- F3On the date of the grant.
Remarks
Discovered an error in the number of options reported for the grant on 12/1/2015. Was originally reported as 20,000, but the grant was actually for 12,000.