SEC Form 4 · accession 0001683168-16-000800
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jose J. Vargas
Officer — Chief Revenue Officer · Director · 10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | P | 7,753 | $12.90 | A | 7,753 | D | |
| Common StockF1 | holding | — | — | — | 1,475,268 | I | Held by Auto Holdings, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held directly by Auto Holdings, Ltd. ("Auto Holdings") of which the reporting person is an indirect owner of the securities through Galeb3 Inc., a Florida corporation. Galeb3 is wholly-owned by the reporting person and owns the equity in Auto Holdings. The reporting person is a director of Auto Holdings.