SEC Form 4 · accession 0001683168-16-000352
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matias de Tezanos
Officer — Chief Strategy Officer · Director · 10% Owner
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to BuyF1,F2 | $16.82 | Oct 19, 2016 | A | 65,000 | A | — | Sep 21, 2023 | Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1The option grants were approved by the Compensation Committee of the Company's Board of Directors on September 21, 2016, subject to the execution of the Second Amended and Restated Stockholder Agreement. The Second Amended and Restated Stockholder Agreement was executed on October 19, 2016.
- F2These options will become vested and exercisable as follows: (i) 33 1/3% will vest and become exercisable on September 21, 2017; and (ii) 1/36th will vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending on September 21, 2019.