SEC Form 4 · accession 0001415889-18-001746
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose J. Vargas
Director · 10% Owner
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2018 | P | 82,029 | $2.11 | A | 99,782 | D | |
| Common StockF1 | holding | — | — | — | 2,782,928 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total number of securities are held as a voting group pursuant to that certain Schedule 13D (as amended) filed with the SEC (as updated to reflect the shares acquired by the Reporting Person under this Form 4) are by: (i) Auto Holdings Ltd., a British Virgin Islands company; (ii) P F Auto, Inc. a British Virgin Islands company; (iii) Ceiba International Corp.; (iv) Jose Vargas; (v) Galeb3 Inc,; (vi) the Reporting P erson; (vii) Manatee Ventures Inc., a British Virgin Islands company ("Manatee" see footnote (2)); (viii) John P eter Klose de Ojeda; (ix) Richard Aitkenhead Castillo; (x) Investment and Development Finance Corp., (xi) IDC Financial, S.A.; (xii) Juan Christian Klose P ieters; (xiii) Margarita Klose; (xiv) Jorge Miguel Fernandez Bianchi; (xv) P F Holdings, Inc.; and (xvi) P eople F, Inc.. The reporting person is a director and officer in each of the entities identified as (i), (ii), (vii), (xv) and (xvi) of the prior sentence.