SEC Form 4 · accession 0001415889-18-001460
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Evan Fuller
Officer — EVP, CLO, CAO, SECRETARY
Period of report
Oct 2, 2018
Accepted (ET)
Oct 2, 2018 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 2, 2018 | S | 4,713 | $2.9267 | D | 41,987 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $2.88 to $2.94 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
- F3Includes 26,667 shares of Restricted Stock that will vest in two installments on September 27, 2019 and September 27, 2020.