SEC Form 4 · accession 0001415889-18-000759
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jared Robert Rowe
Officer — PRESIDENT AND CEO · Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2018 | P | 60,975 | $3.28 | A | 60,975 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Reporting Person's employment agreement, the Reporting Person acquired the right to purchase from the Company up to $1,000,000 in shares of the Company's common stock, $0.001 par value per share ("Common Stock"), within 60 days of April 12, 2018. On May 15, 2018, the Reporting Person notified the Company of his election to purchase 60,975 shares of Common Stock directly from the Company.
- F2The purchase price of the shares of Common Stock was the closing price of the Common Stock on The Nasdaq Capital Market on the date the Reporting Person elected to exercise his right to purchase such shares.