SEC Form 4 · accession 0001415889-17-001050
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark N Kaplan
Director
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2017 | M | 3,000 | $5.90 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $13.06 | Jun 22, 2017 | A | 10,000 | A | — | Jun 22, 2024 | Common Stock | 10,000 | 10,000 | D |
| Stock Options (Right to Buy) | $5.90 | Jun 23, 2017 | M | 3,000 | A | Jun 24, 2011 | Jun 24, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The option grants vest in twelve monthly installments of one-twelfth (1/12) each on the 22nd day of each month commencing July 22, 2017.