SEC Form 4 · accession 0001415889-17-000805
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Stibel
Director
Period of report
May 19, 2017
Accepted (ET)
May 19, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2017 | M | 1,000 | $11.60 | A | 5,000 | D | |
| Common Stock | May 19, 2017 | M | 3,000 | $5.90 | A | 8,000 | D | |
| Common StockF1 | May 19, 2017 | S | 4,000 | $12.977 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.60 | May 19, 2017 | M | 1,000 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $5.90 | May 19, 2017 | M | 3,000 | D | Jun 24, 2011 | Jun 24, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $12.87 to $13.14 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request, the information regarding the number of shares and prices at which the transactions were effected.