SEC Form 4 · accession 0001415889-16-007499

AutoWeb, Inc. · AUTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — PRESIDENT AND CEO · Director

Period of report

Nov 22, 2016

Accepted (ET)

Nov 23, 2016 · 7:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001023364

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 22, 2016	M	8,279	$1.75	A	21,948	D
Common Stock^F1	Nov 22, 2016	S	8,279	$13.2001	D	13,669	D
Common Stock	Nov 23, 2016	M	14,713	$1.75	A	28,382	D
Common Stock^F2	Nov 23, 2016	S	14,713	$13.2007	D	13,669	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$1.75	Nov 22, 2016	M	8,279	D	—	Apr 3, 2019	Common Stock	8,279	182,224	D
Employee Stock Option (Right to Buy)^F3	$1.75	Nov 23, 2016	M	14,713	D	—	Apr 3, 2019	Common Stock	14,713	167,511	D

F1This transaction was executed in multiple trades at prices ranging from $13.20 to $13.21 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
F2This transaction was executed in multiple trades at prices ranging from $13.20 to $13.22 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
F3Derivative securities became vested and exercisable on April 3, 2010.