SEC Form 4 · accession 0001415889-16-004511
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Boren
Officer — SVP, CHIEF FINANCIAL OFFICER
Period of report
Jan 21, 2016
Accepted (ET)
Jan 22, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $17.09 | Jan 21, 2016 | A | 22,000 | A | — | Jan 21, 2023 | Common Stock | 22,000 | 22,000 | D |
Explanation of responses
- F1(1) Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 1/25/2017, and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date.