SEC Form 4 · accession 0001415889-15-000277
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip W. Dupree
Officer — EVP, PRESIDENT DEALER SERVICES
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $10.20 | Jan 23, 2015 | A | 15,000 | A | — | Jan 23, 2022 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. 33 1/3% shall vest and become exercisable on 1/23/2016, and 1/36 shall vest and become exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on the third anniversary of the grant date.