SEC Form 4 · accession 0001181431-15-006233

AutoWeb, Inc. · AUTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP Consumer Acquisitions

Period of report

Apr 27, 2015

Accepted (ET)

Apr 29, 2015 · 9:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001023364

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant (Right to Purchase)^F1,F2	$4.65	Apr 27, 2015	S	400,000	D	Sep 16, 2013	Sep 16, 2019	Common Stock	400,000	0	I
Convertible Subordinated Promissory Note^F3,F2	$4.65	Apr 27, 2015	S	1	D	Sep 30, 2013	Sep 30, 2015	Common Stock	1,075,268	0	I

F1On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold warrants to acquire an aggregate of 400,000 shares of common stock, in a private transaction with an unrelated third party, at a sale price of $5.35 per warrant.
F2Derivative securities were held jointly by two corporate entities in which Reporting Person is an officer, director and 50% shareholder. Reporting Person disclaimed beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold the convertible subordinated promissory note, which is convertible into an aggregate of 1,075,268 shares of common stock, in a private transaction with an unrelated third party, for an aggregate sale price of $10,775,180 for the entire note.