SEC Form 4/A · accession 0001019687-16-006416
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Manatee Ventures Inc.
10% Owner · Other
Matias de Tezanos
Officer — Chief Strategy Officer · Director · 10% Owner
Period of report
Oct 1, 2015
Accepted (ET)
May 20, 2016 · 9:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2015 | P | 324,078 | $4.65 | A | 324,078 | I | Held by Auto Holdings, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred Stock - convertible/non-votingF1,F3,F4 | $0.00 | Oct 1, 2015 | J | 58,553 | A | Oct 1, 2018 | — | Common Stock | 585,530 | 58,553 | I |
| WarrantF1,F3 | $184.47 | Oct 1, 2015 | J | 51,664 | A | Oct 1, 2018 | Oct 1, 2022 | Series B Preferred Stock | 51,664 | 51,664 | I |
Explanation of responses
- F1This Form 4 is being filed to correct the number of shares of Common Stock (324,078 to replace 318,995), Series B Preferred Stock - convertible/non-voting (58,553 to replace 57,456) and Warrants (51,664 to replace 50,696) owned by the Reporting Person as reported in the Form 4 filed with the U.S. Securities and Exchange Commission on October 5, 2015.
- F2Acquisition of acquired entity AutoWeb, Inc. in a stock-for-stock transaction.
- F3Earliest date of conversion with shareholder approval but also subject to various terms/conditions which allow for earlier conversion.
- F4No expiration date.
Remarks
Manatee Ventures Inc., a British Virgin Islands business company ("Manatee") is wholly owned by Mr. de Tezanos and his wife Maria Isabel Ruiz Estrada. Mr. de Tezanos is the sole director of Manatee and is responsible for the business and affairs of Manatee, including, without limitation, all voting rights with respect to Manatee's ownership in the entities that have a direct or indirect ownership for the Common Stock, Series B Preferred Stock and Warrants of the Issuer.