SEC Form 4 · accession 0001019687-15-004298
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pieters Juan Christian Klose
10% Owner
Period of report
Oct 6, 2015
Accepted (ET)
Nov 20, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 6, 2015 | S | 4,900 | $21.46 | D | 1,551,245 | D | |
| Common StockF1,F2 | Oct 15, 2015 | P | 5,000 | $20.10 | A | 1,526,245 | D | |
| Common StockF1,F2 | Oct 15, 2015 | S | 5,000 | $20.17 | D | 1,521,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares directly owned by Juan Christian Klose Pieters are held jointly with his wife Margarita Klose.
- F2The shares indirectly owned by Juan Christian Klose Pieters and Margarita Klose are held in the name of Auto Holdings Ltd. and Investment and Development Finance Corp. ("IDFC") and IDC Financial.