SEC Form 4 · accession 0001019687-15-004297
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jun 5, 2015
Accepted (ET)
Nov 20, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2015 | S | 11,500 | $17.61 | D | 1,564,645 | D | |
| Common StockF1 | Jun 5, 2015 | S | 8,500 | $17.61 | D | 1,556,145 | D | |
| Common StockF1 | Oct 7, 2015 | S | 2,220 | $21.06 | D | 1,549,025 | D | |
| Common StockF1 | Oct 7, 2015 | S | 7,780 | $21.06 | D | 1,541,245 | D | |
| Common StockF1 | Oct 7, 2015 | S | 10,000 | $21.96 | D | 1,531,245 | D | |
| Common StockF1 | Oct 8, 2015 | S | 10,000 | $21.20 | D | 1,524,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares indirectly owned by Investment and Development Finance Corp. are held by IDC Financial S.A., Auto Holdings Ltd., and jointly by Juan Christian Klose Pieters and Margarita Klose.