SEC Form 4 · accession 0001019687-15-004294
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
IDC Financial S.A.
10% Owner
Period of report
Oct 13, 2015
Accepted (ET)
Nov 20, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2015 | P | 922 | $21.05 | A | 1,522,167 | D | |
| Common StockF1 | Oct 14, 2015 | P | 4,078 | $21.05 | A | 1,526,245 | D | |
| Common StockF1 | Oct 15, 2015 | S | 5,000 | $20.32 | D | 1,521,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares indirectly owned by IDC Financial S.A. are held as follows: in the name of Auto Holdings Ltd., Investment and Development Finance Corp. ("IDFC"), and jointly in the name of Juan Christian Klose Pieters and Margarita Klose.