SEC Form 4 · accession 0001209191-18-046639
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P. Peltzman
Officer — CBTO
Period of report
Aug 14, 2018
Accepted (ET)
Aug 14, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 8,750 | $36.18 | A | 28,516 | D | |
| Common Stock | Aug 14, 2018 | M | 13,750 | $38.43 | A | 41,906 | D | |
| Common Stock | Aug 14, 2018 | M | 7,280 | $33.16 | A | 49,186 | D | |
| Common StockF1 | Aug 14, 2018 | S | 29,780 | $45.50 | D | 19,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy) | $36.18 | Aug 14, 2018 | M | 8,750 | D | Jun 3, 2017 | Jun 2, 2023 | common stock | 8,750 | 0 | D |
| Non Qualified Stock Option (Right to Buy) | $38.43 | Aug 14, 2018 | M | 13,750 | D | Aug 1, 2018 | Jul 31, 2024 | common stock | 13,750 | 0 | D |
| Non Qualified Stock Option (Right to Buy)F2 | $33.16 | Aug 14, 2018 | M | 7,280 | D | — | Aug 2, 2025 | common stock | 7,280 | 3,125 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $45.20 to $46.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The Options become exercisable in four equal installments on the first, second, third, and fourth anniversaries of the grant date.