SEC Form 4 · accession 0001209191-18-045224
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Milligan
Officer — Chief Marketing Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 1,547 | $0.00 | A | 9,203 | D | |
| Common Stock | Aug 1, 2018 | F | 941 | $46.95 | D | 8,262 | D | |
| Common StockF2 | Aug 1, 2018 | A | 5,857 | $0.00 | A | 14,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | $0.00 | Aug 1, 2018 | M | 1,547 | D | — | — | common stock | 1,547 | 3,094 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2The securities awarded on August 1, 2018 are in the form of Restricted Stock Units issued pursuant to the Forrester Research, Inc. Amended and Restated Equity Incentive Plan that entitle the reporting person, upon vesting, to receive one share of common stock per Restricted Stock Unit. The Restricted Stock Units will vest and convert into common stock in four equal installments on the first, second, third and fourth anniversaries of the grant date.
- F3Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F4On August 1, 2016, the reporting person was granted 6189 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F5Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.