SEC Form 4/A · accession 0001209191-18-045204
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven P. Peltzman
Officer — CBTO
Period of report
May 15, 2017
Accepted (ET)
Aug 3, 2018 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 10,000 | $31.89 | A | 12,418 | D | |
| Common Stock | May 12, 2017 | M | 2,440 | $33.81 | A | 14,858 | D | |
| Common Stock | May 12, 2017 | S | 12,440 | $40.01 | D | 2,418 | D | |
| Common Stock | May 15, 2017 | M | 4,060 | $33.81 | A | 6,478 | D | |
| Common Stock | May 15, 2017 | M | 2,095 | $33.16 | A | 8,573 | D | |
| Common Stock | May 15, 2017 | S | 6,155 | $40.05 | D | 2,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $31.89 | May 12, 2017 | M | 10,000 | D | — | Oct 2, 2021 | common stock | 10,000 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $33.81 | May 12, 2017 | M | 2,440 | D | — | May 14, 2022 | common stock | 2,440 | 4,060 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $33.81 | May 15, 2017 | M | 4,060 | D | — | May 14, 2022 | common stock | 4,060 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $33.16 | May 15, 2017 | M | 2,095 | D | — | Aug 2, 2025 | common stock | 2,095 | 10,405 | D |
Explanation of responses
- F1The Options become exercisable in four equal installments on the first, second, third, and fourth anniversaries of the grant date.
Remarks
This Form 4A is being filed to correct the amount of securities in Table I, Sections 4 and 5, row 5 from 3125 to 2,095 and from 9,603 to 8,573 respectively; and Section 5, row 6 from 3,448 to 2,418. It also corrects the number of derivative securities in Table II: Section 5, row 4 from 3,125 to 2,095; Section 7, row 4 from 3,125 to 2,095; and Section 9, row 4 from 9,375 to 10,405.