SEC Form 4 · accession 0001209191-17-063062
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Hornig
Director
Period of report
May 10, 2011
Accepted (ET)
Nov 30, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 12,000 | $38.37 | A | 18,921 | D | |
| Common StockF1 | Nov 28, 2017 | S | 11,530 | $46.62 | D | 7,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $38.37 | May 10, 2011 | A | 12,000 | A | May 10, 2015 | May 9, 2021 | common stock | 12,000 | 12,000 | D |
| Non-Qualified Stock Option (Right to buy) | $38.37 | Nov 28, 2017 | M | 12,000 | D | May 10, 2015 | May 9, 2021 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $46.40 to $46.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.