SEC Form 4 · accession 0001209191-17-045006
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Welles
Director
Period of report
Jul 11, 2017
Accepted (ET)
Jul 13, 2017 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | M | 388 | $31.96 | A | 17,824 | D | |
| Common Stock | Jul 11, 2017 | M | 800 | $38.37 | A | 18,624 | D | |
| Common StockF1 | Jul 11, 2017 | S | 1,188 | $40.00 | D | 17,436 | D | |
| Common Stock | Jul 12, 2017 | M | 11,200 | $38.37 | A | 28,636 | D | |
| Common StockF1,F2 | Jul 12, 2017 | S | 11,200 | $40.59 | D | 17,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Options (Right to Buy) | $31.96 | Jul 11, 2017 | M | 388 | D | May 11, 2014 | May 10, 2020 | common stock | 388 | 0 | D |
| Non Qualified Stock Options (Right to Buy) | $38.37 | Jul 11, 2017 | M | 800 | D | May 11, 2015 | May 9, 2021 | common stock | 800 | 0 | D |
| Non Qualified Stock Options (Right to Buy) | $38.37 | Jul 12, 2017 | M | 11,200 | D | May 11, 2015 | May 9, 2021 | common stock | 11,200 | 0 | D |
Explanation of responses
- F1Reflects shares sold pursuant to a trading plan that was adopted on December 14, 2016 complying with rule 10b5-1 under the Securities Act of 1934, as amended.
- F2This transaction was executed in multiple trades at prices ranging from $40.02 to $40.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected