SEC Form 4 · accession 0001209191-17-037642
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mack Brothers
Officer — Chief Consulting Officer
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 7,180 | $0.00 | A | 7,180 | D | |
| Common StockF2 | Jun 1, 2017 | F | 2,329 | $39.45 | D | 4,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | — | Jun 1, 2017 | M | 5,430 | D | — | — | common stock | 5,430 | 0 | D |
| Restricted Stock UnitsF5,F3,F6 | — | Jun 1, 2017 | M | 1,750 | D | — | — | common stock | 1,750 | 5,250 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on June 1, 2017 of the restricted stock units awarded to the reporting person on June 1, 2016. The award includes a provision for the withholding of shares by the Issuer to satisfy withholding taxes due as a result of the vesting of the award.
- F3Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F4On June 1, 2016, the reporting person was granted 5430 Restricted Stock Units that vest and convert into common stock on the first anniversary of the grant date.
- F5Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F6On June 1, 2016, the reporting person was granted 7000 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.