SEC Form 4 · accession 0001209191-17-032591
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P. Peltzman
Officer — CBTO
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 10,000 | $31.89 | A | 12,418 | D | |
| Common Stock | May 12, 2017 | M | 2,440 | $33.81 | A | 14,858 | D | |
| Common Stock | May 12, 2017 | S | 12,440 | $40.01 | D | 2,418 | D | |
| Common Stock | May 15, 2017 | M | 4,060 | $33.81 | A | 6,478 | D | |
| Common Stock | May 15, 2017 | M | 3,125 | $33.16 | A | 9,603 | D | |
| Common Stock | May 15, 2017 | S | 6,155 | $40.05 | D | 3,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F1 | $31.89 | May 12, 2017 | M | 10,000 | D | — | Oct 2, 2021 | common stock | 10,000 | 0 | D |
| Non Qualified Stock Option (Right to Buy)F1 | $33.81 | May 12, 2017 | M | 2,440 | D | — | May 14, 2022 | common stock | 2,440 | 4,060 | D |
| Non Qualified Stock Option (Right to Buy)F1 | $33.81 | May 15, 2017 | M | 4,060 | D | — | May 14, 2022 | common stock | 4,060 | 0 | D |
| Non Qualified Stock Option (Right to Buy)F1 | $33.16 | May 15, 2017 | M | 3,125 | D | — | Aug 2, 2025 | common stock | 3,125 | 9,375 | D |
Explanation of responses
- F1The Options become exercisable in four equal installments on the first, second, third, and fourth anniversaries of the grant date.