SEC Form 4 · accession 0001209191-17-032389
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henk Broeders
Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 926 | $0.00 | A | 12,347 | D | |
| Common StockF2 | May 12, 2017 | F | 138 | $39.93 | D | 12,209 | D | |
| Common Stock | May 13, 2017 | M | 843 | $0.00 | A | 13,052 | D | |
| Common StockF3 | May 13, 2017 | F | 126 | $39.93 | D | 12,926 | D | |
| Common Stock | May 14, 2017 | M | 869 | $0.00 | A | 13,795 | D | |
| Common StockF4 | May 14, 2017 | F | 130 | $39.93 | D | 13,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF7,F5,F6 | — | May 12, 2017 | M | 926 | D | — | — | common stock | 926 | 1,851 | D |
| Restricted Stock UnitsF7,F5,F8 | — | May 13, 2017 | M | 843 | D | — | — | common stock | 843 | 843 | D |
| Restricted Stock UnitsF7,F5,F9 | — | May 14, 2017 | M | 869 | D | — | — | common stock | 869 | 0 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 12, 2017 of the restricted stock units awarded to the reporting person on May 12, 2015. The award includes a provision for the withholding of shares by the Issuer to satisfy withholding taxes due as a result of the vesting of the award.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 13, 2017 of the restricted stock units awarded to the reporting person on May 13, 2014. The award includes a provision for the withholding of shares by the Issuer to satisfy withholding taxes due as a result of the vesting of the award.
- F4Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 14, 2017 of the restricted stock units awarded to the reporting person on May 14, 2013. The award includes a provision for the withholding of shares by the Issuer to satisfy withholding taxes due as a result of the vesting of the award.
- F5Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F6On May 12, 2015, the reporting person was granted 3703 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F7Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F8On May 13, 2014, the reporting person was granted 3374 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F9On May 14, 2013, the reporting person was granted 3478 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.