SEC Form 4 · accession 0001209191-17-032387
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Hornig
Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 926 | $0.00 | A | 4,403 | D | |
| Common Stock | May 13, 2017 | M | 843 | $0.00 | A | 5,246 | D | |
| Common Stock | May 14, 2017 | M | 869 | $0.00 | A | 6,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | May 12, 2017 | M | 926 | D | — | — | common stock | 926 | 1,851 | D |
| Restricted Stock UnitsF4,F2,F5 | — | May 13, 2017 | M | 843 | D | — | — | common stock | 843 | 843 | D |
| Restricted Stock UnitsF4,F2,F6 | — | May 14, 2017 | M | 869 | D | — | — | common stock | 869 | 0 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F3On May 12, 2015, the reporting person was granted 3703 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F4Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F5On May 13, 2014, the reporting person was granted 3374 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F6On May 14, 2013, the reporting person was granted 3478 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.