SEC Form 4 · accession 0001209191-17-004200
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Doyle
Officer — Chief Financial Officer
Period of report
Jan 17, 2017
Accepted (ET)
Jan 18, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 7,641 | $25.20 | A | 22,102 | D | |
| Common StockF1,F2 | Jan 17, 2017 | S | 7,641 | $41.55 | D | 14,461 | D | |
| Common Stock | Jan 18, 2017 | M | 7,359 | $25.20 | A | 21,820 | D | |
| Common StockF1,F3 | Jan 18, 2017 | S | 7,359 | $41.31 | D | 14,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $25.20 | Jan 17, 2017 | M | 7,641 | D | Oct 1, 2011 | Sep 30, 2017 | common stock | 7,641 | 7,359 | D |
| Non-Qualified Stock Option (Right to Buy) | $25.20 | Jan 18, 2017 | M | 7,359 | D | Oct 1, 2011 | Sep 30, 2017 | common stock | 7,359 | 0 | D |
Explanation of responses
- F1Reflects shares sold pursuant to a trading plan that was adopted on December 14, 2016 complying with rule 10b5-1 under the Securities Act of 1934, as amended.
- F2This transaction was executed in multiple trades at prices ranging from $41.40 to $41.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F3This transaction was executed in multiple trades at prices ranging from $41.10 to $41.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected