SEC Form 4 · accession 0001209191-16-153263
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Galford
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | M | 6,625 | $30.95 | A | 20,662 | D | |
| Common StockF1 | Dec 1, 2016 | S | 6,625 | $39.60 | D | 14,037 | D | |
| Common Stock | Dec 2, 2016 | M | 5,875 | $30.95 | A | 19,912 | D | |
| Common Stock | Dec 2, 2016 | M | 3,125 | $23.41 | A | 23,037 | D | |
| Common StockF2 | Dec 2, 2016 | S | 9,000 | $39.34 | D | 14,037 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy) | $30.95 | Dec 1, 2016 | M | 6,625 | D | May 13, 2012 | May 12, 2018 | common stock | 6,625 | 5,875 | D |
| Non Qualified Stock Option (Right to Buy) | $30.95 | Dec 2, 2016 | M | 5,875 | D | May 13, 2012 | May 12, 2018 | common stock | 5,875 | 0 | D |
| Non Qualified Stock Option (Right to Buy) | $23.41 | Dec 2, 2016 | M | 3,125 | D | May 12, 2013 | May 11, 2019 | common stock | 3,125 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $39.40 to $40.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
- F2This transaction was executed in multiple trades at prices ranging from $39.20 to $39.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected