SEC Form 4 · accession 0001209191-16-152190
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Welles
Director
Period of report
Nov 25, 2016
Accepted (ET)
Nov 28, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 6,048 | $28.02 | A | 24,112 | D | |
| Common StockF1 | Nov 25, 2016 | S | 6,048 | $41.06 | D | 18,064 | D | |
| Common Stock | Nov 28, 2016 | M | 6,452 | $28.02 | A | 24,516 | D | |
| Common Stock | Nov 28, 2016 | S | 6,452 | $41.01 | D | 18,064 | D | |
| Common Stock | Nov 28, 2016 | M | 778 | $30.95 | A | 18,842 | D | |
| Common Stock | Nov 28, 2016 | S | 778 | $41.01 | D | 18,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $28.02 | Nov 25, 2016 | M | 6,048 | D | Dec 28, 2011 | Dec 27, 2017 | common stock | 6,048 | 6,452 | D |
| Non-Qualified Stock Option (Right to Buy) | $28.02 | Nov 28, 2016 | M | 6,452 | D | Dec 28, 2011 | Dec 27, 2017 | common stock | 6,452 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $30.95 | Nov 28, 2016 | M | 778 | D | May 13, 2012 | May 12, 2018 | common stock | 778 | 11,722 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $41.00 to $41.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected