SEC Form 4/A · accession 0001209191-16-148197
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gail Mann
Officer — Chief Legal Officer
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 5,885 | $28.62 | A | 12,021 | D | |
| Common StockF1 | Nov 1, 2016 | S | 5,885 | $37.00 | D | 6,136 | D | |
| Common Stock | Nov 2, 2016 | M | 1,615 | $28.62 | A | 7,751 | D | |
| Common Stock | Nov 2, 2016 | S | 1,615 | $37.00 | D | 6,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $28.62 | Nov 1, 2016 | M | 5,885 | D | Apr 2, 2010 | Apr 1, 2017 | common stock | 5,885 | 4,115 | D |
| Non-Qualified Stock Option (Right to Buy) | $28.62 | Nov 2, 2016 | M | 1,615 | D | Apr 2, 2010 | Apr 1, 2017 | common stock | 1,615 | 2,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.00 to $37.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
Remarks
This form 4A is filed to correct the dates reflected in Table I, section 2 related to the third and fourth Transactions listed. The correct date for both the third and fourth Transactions listed is 11/02/2016 instead of 11/03/2016.