SEC Form 4/A · accession 0001209191-16-148147
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Galford
Director
Period of report
May 8, 2016
Accepted (ET)
Nov 3, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 8, 2016 | M | 906 | $0.00 | A | 12,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | $0.00 | May 8, 2016 | M | 906 | D | — | — | common stock | 906 | 0 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F21,333 of these shares are held in trust for Mr. Galford's children, and Mr. Galford disclaims beneficial ownership of such 1,333 shares. The remainder of these shares are held directly by Mr. Galford.
- F3Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F4On May 8, 2012, the reporting person was granted 3625 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F5Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
Remarks
This form 4A is filed to correct footnote (2) in Table I, section 6. The number of shares held in trust for Mr. Galford's children is 1,333 instead of 2,633.