SEC Form 4 · accession 0001209191-16-148096
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail Mann
Officer — Chief Legal Officer
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 5,885 | $28.62 | A | 12,021 | D | |
| Common StockF1 | Nov 1, 2016 | S | 5,885 | $37.00 | D | 6,136 | D | |
| Common Stock | Nov 3, 2016 | M | 1,615 | $28.62 | A | 7,751 | D | |
| Common stock | Nov 3, 2016 | S | 1,615 | $37.00 | D | 6,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $28.62 | Nov 1, 2016 | M | 5,885 | D | Apr 2, 2010 | Apr 1, 2017 | common stock | 5,885 | 4,115 | D |
| Non-Qualified Stock Option (Right to Buy) | $28.62 | Nov 3, 2016 | M | 1,615 | D | Apr 2, 2010 | Apr 1, 2017 | common stock | 1,615 | 2,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $37.00 to $37.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected