SEC Form 4 · accession 0001209191-16-135156
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P. Peltzman
Officer — CBTO
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 1,146 | $0.00 | A | 4,601 | D | |
| Common StockF2 | Aug 1, 2016 | F | 423 | $40.39 | D | 4,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | $0.00 | Aug 1, 2016 | M | 1,146 | D | — | — | common stock | 1,146 | 2,291 | D |
| Restricted Stock UnitsF5,F3,F6 | $0.00 | Aug 1, 2016 | A | 6,808 | A | — | — | common stock | 6,808 | 6,808 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on August 1, 2016 of the restricted stock units awarded to the reporting person on August 1, 2014. The award includes a provision for the withholding of shares by the Issuer to satisfy withholding taxes due as a result of the vesting of the award.
- F3Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F4On August 1, 2014, the reporting person was granted 4583 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F5Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F6Unless earlier forfeited under the terms of the RSU, the award vests and converts into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.