SEC Form 4 · accession 0001209191-16-120298
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Galford
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 12, 2016 | M | 926 | $0.00 | A | 13,657 | D | |
| Common StockF2 | May 13, 2016 | M | 844 | $0.00 | A | 14,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F3,F4 | — | May 12, 2016 | M | 926 | D | — | — | common stock | 926 | 2,777 | D |
| Restricted Stock UnitsF5,F3,F6 | — | May 13, 2016 | M | 844 | D | — | — | common stock | 844 | 1,686 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F22,633 of these shares are held in trust for Mr. Galford's children, and Mr. Galford disclaims beneficial ownership of such 2,633 shares. The remainder of these shares are held directly by Mr. Galford.
- F3Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F4On May 12, 2015, the reporting person was granted 3703 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F5Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F6On May 13, 2014, the reporting person was granted 3374 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.