SEC Form 4 · accession 0001023128-17-000121
LITHIA MOTORS INC · LAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney B Deboer
Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 29, 2017 | S | 5,000 | $120.25 | D | 136,381 | I | by DeBoer Family LLC |
| Class A Common StockF1,F2 | Oct 2, 2017 | S | 15,000 | $120.75 | D | 121,381 | I | by DeBoer Family LLC |
| Class A Common StockF1,F3 | Oct 2, 2017 | S | 15,000 | $121.50 | D | 106,381 | I | by DeBoer Family LLC |
| Class A Common StockF1,F4 | Oct 3, 2017 | S | 20,000 | $122.375 | D | 86,381 | I | by DeBoer Family LLC |
| Class A Common StockF1,F5 | Oct 3, 2017 | S | 10,711 | $123.15 | D | 75,670 | I | by DeBoer Family LLC |
| Class A Common Stock | holding | — | — | — | 1,421 | D | ||
| Class A Common Stock | holding | — | — | — | 3,051 | I | by Wife Jointly |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to a pre-established Rule 10b5-1 plan.
- F2Represents the weighted average share price of the Issuer's common stock sold in the price range of $120.50 to $121.00. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of the Issuer's common stock sold in the price range of $121.25 to $121.75. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of the Issuer's common stock sold in the price range of $122.00 to $122.75. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of the Issuer's common stock sold in the price range of $123.00 to $123.50. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.