SEC Form 4 · accession 0001023128-17-000049
LITHIA MOTORS INC · LAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan O Cain
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 19, 2017 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 19, 2017 | A | 1,735 | $0.00 | A | 14,559 | D | |
| Class A Common StockF2 | holding | — | — | — | 2,000 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Restricted stock units vest 25% on the 1st of the month following each regularly scheduled quarterly Board of Directors meeting.
- F2Shares held by The Cain Family Trust